Guardian combines licensed compliance attorneys, former bank CCOs, and smart automation — so you get expert-backed compliance, not just software. Build your program with real professionals who've sat in your seat.
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Official Partner
CompliSun is the compliance platform partner of the American Fintech Council — the leading trade association for responsible innovation in financial services, representing fintechs, banks, and payments companies before federal and state regulators. Our training library is built using AFC Policy Summit content and updated as regulations evolve.
Your bank partner wants policies. Your investors want an AML risk assessment. Your marketing team wants someone to sign off before the campaign goes live. Right now, that's you — with a folder of PDFs, a Slack thread, and a sinking feeling every time an examiner gets mentioned.
You don't need another consulting engagement. You need a platform that builds the program with you — and a team you can call in when the stakes get bigger.
Self-serve from day one. Scale with our team when you're ready.
Pick a plan and create your account in under 5 minutes. No sales call, no gap analysis engagement, no consultant on retainer.
Plans from $39/mo (Essentials) to Custom (Enterprise).
Guardian walks you through everything a real compliance program needs: policies and procedures, AML/BSA risk assessments, marketing and disclosure review, vendor management, complaint management, monitoring and testing, audit agents, and SEC EDGAR research.
Your full program lives in one place — examiner-ready, partner-ready, investor-ready.
When you outgrow self-serve, plug in our fractional compliance team on top of the same platform. Same program, same data, just more horsepower for exams, bank diligence, SEC reviews, or a sudden growth push.
No rip-and-replace, ever.
Not just AI. A full portal with real compliance professionals in the loop when you need them.
Ask compliance questions 24/7. Get answers grounded in actual regulations, not generic advice.
Pre-built policies and procedures you can customize. AML/BSA, UDAAP, Fair Lending, and more.
Submit marketing copy and get AI-powered compliance feedback before you publish.
Track third-party vendors, assess risk, and maintain due diligence documentation.
Built-in audit agents help you test controls and document results for examiners.
Real compliance professionals review your work, answer questions, and provide guidance.
Everything lives in one dashboard. AI handles the heavy lifting, experts handle the judgment calls.
"You need the right partner. We chose the right partner with CompliSun, and I honestly don't see bringing in a whole Compliance Department again. With CompliSun, the work gets done, no sacrifices, and far better quality than one would get from most fulltime hires."
"Partnering with CompliSun Guardian was instrumental in strengthening our compliance management systems. It significantly reduced both cost and time when implementing marketing audits and securing our lending licenses."
Trusted by fintechs and RIAs operating under bank partnerships and state regulatory frameworks.
CompliSun Guardian is built by attorneys and compliance leaders who ran the Rocket Loans servicing program through repeat-rated ABS issuance, helped stand up the American Fintech Council, and run live compliance programs today for fintechs, RIAs, and bank partners.
We've sat in your seat. We built the platform we wished we'd had.
Meet the teamFrom learning the ropes to a full fractional legal and compliance team — we guide every step of the way. Start free, add expert support when you need it. No long-term contracts.
AFC Member? Get 25% off for 12 months
Official American Fintech Council partner discount on all plans
Get started and learn the ropes. Perfect for exploring compliance basics.
For early-stage fintechs and RIAs building their first compliance framework.
Direct access to a dedicated compliance expert team — built for pre-revenue fintechs establishing partnerships and preparing for launch.
For companies that have launched and are generating revenue — direct access to CCO-level compliance expertise.
Dedicated fractional compliance team on top of the platform.
Every plan includes the ability to buy additional credits inside the app — no plan upgrade required. Credit packs start at $49 for 100 credits. Heavy month? Top up. Quiet month? Roll over up to 2x your monthly allotment.
A documented compliance program is often what determines whether you:
Get approved by banking partners
Close enterprise deals
Scale without compliance blockers
Guardian helps you build that foundation early—
so compliance becomes a growth enabler, not a roadblock.
Download our comprehensive guide to fintech compliance. Learn the frameworks, requirements, and best practices to build your compliance program.
Sign up today and start building. No sales call, no consulting engagement — just a platform that works.
Need a full managed program? Talk to our team →