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Licensed Attorneys & Former Bank CCOs

Ever wish you had the compliance team of a major fintech at your disposal?
Now you do.

Guardian combines licensed compliance attorneys, former bank CCOs, and smart automation — so you get expert-backed compliance, not just software. Build your program with real professionals who've sat in your seat.

Start building your program — free

No credit card required. Get instant access to training, templates, and your compliance dashboard.

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Built by compliance attorneys and operators. Meet our team →

Trusted By Industry Leaders

Official Partner

American Fintech Council

CompliSun is the compliance platform partner of the American Fintech Council — the leading trade association for responsible innovation in financial services, representing fintechs, banks, and payments companies before federal and state regulators. Our training library is built using AFC Policy Summit content and updated as regulations evolve.

AFC-sourced regulatory training content
Regulatory signals before they land
AI trained on AFC policy library

You need a compliance program. You don't need a $15K-$25K/mo consultant.

Your bank partner wants policies. Your investors want an AML risk assessment. Your marketing team wants someone to sign off before the campaign goes live. Right now, that's you — with a folder of PDFs, a Slack thread, and a sinking feeling every time an examiner gets mentioned.

You don't need another consulting engagement. You need a platform that builds the program with you — and a team you can call in when the stakes get bigger.

How It Works

A real compliance program in 3 steps.

Self-serve from day one. Scale with our team when you're ready.

1

Sign Up

Pick a plan and create your account in under 5 minutes. No sales call, no gap analysis engagement, no consultant on retainer.

Plans from $39/mo (Essentials) to Custom (Enterprise).

2

Build Your Program

Guardian walks you through everything a real compliance program needs: policies and procedures, AML/BSA risk assessments, marketing and disclosure review, vendor management, complaint management, monitoring and testing, audit agents, and SEC EDGAR research.

Your full program lives in one place — examiner-ready, partner-ready, investor-ready.

3

Scale With Us (When You're Ready)

When you outgrow self-serve, plug in our fractional compliance team on top of the same platform. Same program, same data, just more horsepower for exams, bank diligence, SEC reviews, or a sudden growth push.

No rip-and-replace, ever.

AI-Enhanced, Expert-Guided Compliance

What You Get: Technology + Human Expertise

Not just AI. A full portal with real compliance professionals in the loop when you need them.

AI-Enhanced

AI Compliance Chat

Ask compliance questions 24/7. Get answers grounded in actual regulations, not generic advice.

Policy Templates

Pre-built policies and procedures you can customize. AML/BSA, UDAAP, Fair Lending, and more.

AI-Enhanced

Marketing Reviews

Submit marketing copy and get AI-powered compliance feedback before you publish.

Vendor Management

Track third-party vendors, assess risk, and maintain due diligence documentation.

AI-Enhanced

Audit & Testing

Built-in audit agents help you test controls and document results for examiners.

Human Expert

Expert Reviews

Real compliance professionals review your work, answer questions, and provide guidance.

Everything lives in one dashboard. AI handles the heavy lifting, experts handle the judgment calls.

What Fintech CEOs Are Saying

Real Results from Real Leaders

"You need the right partner. We chose the right partner with CompliSun, and I honestly don't see bringing in a whole Compliance Department again. With CompliSun, the work gets done, no sacrifices, and far better quality than one would get from most fulltime hires."

Pia Thompson

Pia Thompson

CEO, Checkbook

"Partnering with CompliSun Guardian was instrumental in strengthening our compliance management systems. It significantly reduced both cost and time when implementing marketing audits and securing our lending licenses."

Mark Mughabghab

Mark Mughabghab

CEO, RNPL Credit

Trusted by fintechs and RIAs operating under bank partnerships and state regulatory frameworks.

Who We Are

Built by the people who built fintech compliance.

CompliSun Guardian is built by attorneys and compliance leaders who ran the Rocket Loans servicing program through repeat-rated ABS issuance, helped stand up the American Fintech Council, and run live compliance programs today for fintechs, RIAs, and bank partners.

We've sat in your seat. We built the platform we wished we'd had.

Meet the team
You Don't Have to Do It Alone

Compliance That Scales With You

From learning the ropes to a full fractional legal and compliance team — we guide every step of the way. Start free, add expert support when you need it. No long-term contracts.

1 credit = 1 agent analysis. Use credits to run compliance checks, assessments, and more.

AFC Member? Get 25% off for 12 months

Official American Fintech Council partner discount on all plans

Claim Discount

Free

$0
10 credits/month
  • Compliance Chat (limited)
  • Basic training modules
  • Compliance resources library
  • Email support
  • Risk Assessment tool
  • Marketing compliance checks

Get started and learn the ropes. Perfect for exploring compliance basics.

Essentials

$39.99/month
100 credits/month
  • Compliance Chat
  • Risk Assessment tool
  • Marketing compliance checks
  • Guided compliance training
  • Expert reviews
  • Custom training videos

For early-stage fintechs and RIAs building their first compliance framework.

Most Popular

Pro

$350/month
500 credits/month
  • Everything in Essentials, plus:
  • 10 expert reviews/month
  • 1 custom training video/month
  • Audit reviews
  • Regulatory exam prep
  • Board-ready reporting

Direct access to a dedicated compliance expert team — built for pre-revenue fintechs establishing partnerships and preparing for launch.

Scale

$750/month
1,000 credits/month
  • Everything in Pro, plus:
  • 25 expert reviews/month
  • 3 custom training videos/month
  • Regulatory exam preparation
  • Dedicated fractional team
  • Unlimited expert reviews

For companies that have launched and are generating revenue — direct access to CCO-level compliance expertise.

Enterprise

$5,280/month
Unlimited credits
  • Dedicated fractional compliance team
  • Unlimited expert reviews
  • Custom policy development
  • Regulatory exam preparation

Dedicated fractional compliance team on top of the platform.

Need more credits?

Every plan includes the ability to buy additional credits inside the app — no plan upgrade required. Credit packs start at $49 for 100 credits. Heavy month? Top up. Quiet month? Roll over up to 2x your monthly allotment.

Full Legal Services

Need actual legal counsel, not just compliance tools?

Our fractional general counsel team handles contracts, corporate governance, and regulatory strategy. Same team that built this platform.

Fractional GC plans starting at $1,250/mo

Why This Matters

A documented compliance program is often what determines whether you:

Get approved by banking partners

Close enterprise deals

Scale without compliance blockers

Guardian helps you build that foundation early—
so compliance becomes a growth enabler, not a roadblock.

Free Resource

Get Our Free Compliance eBook

Download our comprehensive guide to fintech compliance. Learn the frameworks, requirements, and best practices to build your compliance program.

Ready to build your compliance program?

Sign up today and start building. No sales call, no consulting engagement — just a platform that works.

Need a full managed program? Talk to our team →

CompliSun GuardianCompliSun Guardian

© 2026 CompliSun. All rights reserved. Detroit, MI.

CompliSun Guardian is designed to help you build and manage compliance programs. It does not constitute legal advice.

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