Eagle · Monitoring, audits & oversight
Auditing Agent
Tests controls, reviews evidence and documents results the way an examiner expects to see them.
Download our free Compliance eBook
Automation · AI where it fits · People where it matters
Automation first. AI where it fits. People where it matters.
Make compliance easy to see, understand, and prove. Guardian drafts, recommends, and automates the repeatable work of your program, uses AI where it is appropriate, and brings in credentialed compliance professionals or licensed counsel when judgment is required, so someone is accountable when a bank partner or examiner asks.
CompliSun Guardian is a compliance platform for fintechs and community banks. It uses AI and automation where appropriate to save time (first drafts, monitoring, evidence, reporting, risk assessments, marketing review, and licensing research) and engages credentialed compliance professionals and licensed counsel when judgment is required. Plans start free; paid plans run from $39.99 to $5,280 per month, and fractional compliance officer and legal services are available through the same platform.
No credit card. No sales call required. Meet the team →
We automate
We do the first draft and make the recommendations, so the routine, repeatable work is handled and experts spend their time on expertise, not busywork.
AI when appropriate
Captures the voice and analysis of your trusted compliance or legal guide, so you have a trusted guide on call, checked by actual experts.
Experts when you need them
Our compliance professionals make the call when expert guidance is needed, and step in when it is.
SOC 2 Type 2Independently audited controls
Best Lawyers® 2026 & 2027Colin Darke, CEO · Corporate Law; Banking & Finance LawLendAPI Partner of the Year 2025Compliance categoryTrusted by fintechs, community banks, and RIAs
Watch · 90 seconds
Compliance, simplified.
See how Guardian automates the routine, uses AI where it fits, and brings in compliance professionals when it matters, so compliance stops feeling like a storm cloud.
1:30 min Built by compliance professionals
Free quick gap analysis
Start spotting issues now. Protect your company for the future.
A free, quick gap analysis: answer 10 questions and get an instant read on where your program stands today, plus a personalized action plan in your inbox so you can start closing gaps before they become findings.
- Designed for fintechs, banks and RIAs
- Takes about 2 minutes
- Get your compliance tier instantly
- Receive a customized roadmap within 24–48 hours
Dragon says
"A solid base today protects your company for the long term. Let's build it right."
COMPLISUN
How Compliance-Ready Is Your Fintech?
Take our 2-minute assessment and get an instant read on where you stand — plus a personalized action plan.
1
Answer 10 quick questions
About your business model, compliance setup, and growth trajectory
2
Get your compliance readiness score
See where you fall: Elevated Risk, Building the Foundation, or Well-Positioned
3
Receive a personalized action plan
We'll send a customized compliance roadmap within 24–48 hours
Takes about 2 minutes • No credit card required
Why Guardian
You don't need a $10K–$25K/mo consultant who only hands you PDFs and spreadsheets. We give you the advice and build you the solution.
Your bank partner wants policies. Your investors want an AML risk assessment. Your marketing team wants someone to sign off before the campaign goes live. Today the options are unvetted AI, or expensive outside counsel and consultants you have to re-engage with every ask, and none of what they tell you ends up in your program.
Guardian gives you a trusted guide and trusted experts, and the knowledge they share is built directly into your program. That is the real value: you can tell your compliance story to regulators, investors, and partners, it scales with you, and every decision and piece of advice keeps working long after the call ends.
Official partner
American Fintech Council
CompliSun is the compliance platform partner of the American Fintech Council, the leading trade association for responsible innovation in financial services. Our training library is built from AFC Policy Summit content and updated as regulations evolve.
AFC members receive a discount on Guardian plans. Email admin@complisun.com for more information.
- AFC-sourced regulatory training content
- Regulatory signals before they land
- AI trained on the AFC policy library
Meet the Crew
Five assistants. Each one has a job.
Each assistant drafts, recommends, and automates the repeatable work of its area, uses AI where it fits, and lets you escalate to our compliance professionals when necessary. Every one is grounded in actual regulation, not generic advice.
Fox · Strategy, agility & partnerships
Regulatory Marketing Agent
Reviews ads, landing pages and disclosures before they ship so growth never outruns compliance.
Dragon · Authority & regulatory muscle
Risk Assessment Agent
Scores your AML/BSA, UDAAP and fair-lending exposure, then hands you a prioritized remediation plan.
Turtle · Steady, long-term compliance
Licensing Agent
Maps state-by-state licensing paths and tracks your 50-state rollout without the spreadsheet chaos.
Owl · Knowledge & learning
CompliMind AI Chat
Answers compliance questions 24/7 with citations to the actual regulation, not generic advice.
Clarity
One dashboard for policies, risk assessments, reviews and evidence. Examiner-ready, partner-ready, investor-ready.
Real-time visibility
See program health at a glance and know what's due, what's stale and what's missing.
Risk detection
AML/BSA, UDAAP and fair-lending exposure surfaced before it becomes a finding.
Audit readiness
Built-in audit agents test controls and document results the way examiners expect.
Policy templates
Pre-built AML/BSA, UDAAP, Fair Lending and vendor-management policies you can customize.
Guidance from compliance professionals
Real compliance professionals review your work and step in when the judgment calls get hard.
How it works
One path. Three layers. Grow along it.
Start self-serve on the platform. Add a fractional compliance officer when the stakes rise. Bring in licensed counsel for the questions software can't answer. Same program, same data, the whole way.
Layer 1 · Platform
Guardian
You run it. We draft, recommend, and automate the repeatable work.
Policies, monitoring, evidence, and reporting run on their own. AI drafts risk assessments, marketing reviews, licensing research, and audits in the voice of your trusted guide, and you can escalate any of it to our compliance professionals when necessary.
Free to $5,280/moLayer 2 · Fractional team
Fractional Compliance Team
Our CCOs and BSA officers run your program inside Guardian.
A named compliance officer owns your calendar, your exams, and your bank-partner diligence. If your in-house compliance officer leaves, we fill the seat with no gap.
Custom monthly retainerLayer 3 · Licensed counsel
CompliSun Legal
Licensed attorneys for the questions software can't answer.
Hourly counsel, a flat-fee monthly legal hotline, or a fractional legal team for regulatory opinions, licensing strategy, enforcement response, and contract review. Led by CEO Colin Darke, a Best Lawyers® 2026 honoree in Corporate Law and 2027 honoree in Corporate Law and Banking & Finance Law.
Hourly · Monthly hotline · Fractional team from $1,250/moVisit
Legal services are provided by CompliSun Legal PLC, a Michigan law firm. Use of the Guardian platform does not create an attorney-client relationship.
What fintech CEOs are saying
Real results from real leaders.
You need the right partner. We chose the right partner with CompliSun, and I honestly don't see bringing in a whole Compliance Department again. With CompliSun, the work gets done, no sacrifices, and far better quality than one would get from most fulltime hires.
Pia Thompson
CEO, Checkbook
Partnering with CompliSun Guardian was instrumental in strengthening our compliance management systems. It significantly reduced both cost and time when implementing marketing audits and securing our lending licenses.
Mark Mughabghab
CEO, RNPL Credit
Who we are
Built by the people who built fintech compliance.
CompliSun Guardian is built by attorneys and compliance leaders who ran the Rocket Loans servicing program through repeat-rated ABS issuance, helped stand up the American Fintech Council, and run live compliance programs today for fintechs, RIAs and bank partners.
We've sat in your seat. We built the platform we wished we'd had.
Meet the teamPricing
Compliance that scales with you.
Start free, add compliance professionals when you need them, and bring in licensed counsel when the question calls for it. Monthly plans, no long-term contracts, and additional usage available as an in-app purchase.
AFC member? You get a discount on every plan.
Official American Fintech Council partner. Email admin@complisun.com for details.
Free
$0
- Compliance Chat (limited)
- Basic training modules
- Compliance resources library
- Email support
- Risk Assessment tool
- Marketing compliance checks
Get started and learn the ropes. Perfect for exploring compliance basics.
Essentials
$39.99/month
- Compliance Chat
- Risk Assessment tool
- Marketing compliance checks
- Guided compliance training
- Professional reviews
- Custom training videos
For early-stage fintechs and RIAs building their first compliance framework.
Most popular
Pro
$350/month
- Everything in Essentials, plus:
- 10 professional reviews/month
- 1 custom training video/month
- Audit reviews
- Regulatory exam prep
- Board-ready reporting
Direct access to a dedicated compliance professional team — built for pre-revenue fintechs establishing partnerships and preparing for launch.
Scale
$750/month
- Everything in Pro, plus:
- 25 professional reviews/month
- 3 custom training videos/month
- Regulatory exam preparation
- Dedicated fractional team
- Unlimited professional reviews
For companies that have launched and are generating revenue — direct access to CCO-level compliance professionals.
Enterprise
$5,280/month
- Dedicated fractional compliance team
- Unlimited professional reviews
- Custom policy development
- Regulatory exam preparation
Dedicated fractional compliance team on top of the platform.
CompliSun Legal
Licensed counsel, three ways to engage.
Our fractional general counsel team handles contracts, corporate governance, and regulatory strategy. Same team that built this platform.
Best Lawyers® 2026 & 2027CEO Colin Darke: 2026 honoree in Corporate Law and 2027 honoree in Corporate Law and Banking & Finance Law, with more than 20 years at the intersection of banking law, compliance, and financial technology.Hourly counsel
Engage licensed counsel by the hour for discrete questions, filings, and reviews.
Flat monthly legal hotline
A fixed monthly fee for ongoing access to counsel who already know your program.
Fractional legal team
Fractional general counsel and regulatory support from $1,250/mo.
Frequently asked questions
Direct answers, no sales gloss.
Pricing, scope, and what actually happens when your compliance officer leaves.
Compare CompliSun to the alternativesFree resource
Get our free compliance eBook.
The frameworks, requirements and best practices to build a fintech compliance program. Written in plain English, because regulation shouldn't need a translator.